Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jeremy Robert Brand
IRN JRB00012
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Jeremy Turrell
IRN JXT01276
- CF21 Investment Adviser (10 Feb 2006 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (24 Nov 2005 to 10 Feb 2006)
Jill Kathryn Watson
IRN JKW00015
- CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
Jill Mary Clark
IRN JMC00089
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jillian Anne Cave
IRN JAH00009
- CF22 Investment Adviser (Trainee) (26 Jan 2007 to 30 Jun 2007)
Joan Alison Young
IRN JAY00001
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Joanna Toon
IRN JCT00020
- CF21 Investment Adviser (1 Dec 2001 to 6 May 2002)
Joanne Kerr
IRN JXK44191
- [FCA CF] Functions requiring qualifications (19 Dec 2019 to 31 Dec 2019)
Joanne Rachel Addy
IRN JRA00005
- CF21 Investment Adviser (17 Jan 2007 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (26 Jun 2006 to 17 Jan 2007)
Johanna Bolton
IRN JLC00024
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.