Jeremy Clark Goodman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oculus Wealth Management Limited

    FRN 605985

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Sep 2015)
    • CF30 Customer (since 29 Sep 2015)
  • Oculus Wealth Management (Cotswolds) Limited

    FRN 715603

    • (1)Employed By (since 29 Sep 2015)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (5 May 2004 to 15 Jun 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (29 Jan 2004 to 9 Apr 2004)
    • CF22 Investment Adviser (Trainee) (9 Jun 2003 to 29 Jan 2004)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (23 Apr 2003 to 29 May 2003)
    • CF22 Investment Adviser (Trainee) (16 Aug 2002 to 23 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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