Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ivor Robert Coulter
IRN IRC00032
- CF21 Investment Adviser (1 Dec 2001 to 24 Jan 2002)
Jack Richard Kennedy
IRN JRK00021
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Jacobus Adrianus Johannes Cornelis van Gurp
IRN JAV01042
- SMF5 Head of Internal Audit (9 Dec 2019 to 13 Dec 2023)
- CF28 Systems and controls (6 Jun 2017 to 8 Dec 2019)
Jacqueline Carol Williams
IRN JCW00075
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jul 2002)
Jacqueline Margaret Leiper
IRN JML01229
- [FCA CF] Manager of certification employee (2 Dec 2020 to 30 Nov 2023)
Jacquelyn Ann Farrar
IRN JAF01096
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
James Alfred Jefferies
IRN JAJ00023
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
James Ball
IRN JCB00082
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
James Christopher Steuart Hillman
IRN JCH01251
- SMF3 Executive Director (9 Dec 2019 to 31 Aug 2023)
- SMF2 Chief Finance (9 Dec 2019 to 31 Aug 2023)
- CF1 Director (19 Aug 2019 to 8 Dec 2019)
James Clatworthy
IRN JXC02592
- CF1 Director (27 Dec 2013 to 29 Feb 2016)
- CF10a CASS Oversight function (23 Apr 2013 to 1 Mar 2016)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.