James Clatworthy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brooks Macdonald Asset Management Limited
FRN 184918
- SMF18 Other Overall Responsibility (since 14 Nov 2024)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF1 Director (27 Dec 2013 to 29 Feb 2016)
- CF10a CASS Oversight function (23 Apr 2013 to 1 Mar 2016)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF1 Director (27 Dec 2013 to 29 Feb 2016)
- CF10a CASS Oversight function (23 Apr 2013 to 1 Mar 2016)
Scottish Widows Administration Services Limited (no longer approved here)
FRN 139398
- CF1 Director (27 Dec 2013 to 29 Feb 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.