Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James David Tyrrell
IRN JDT00029
- CF30 Customer (1 Jan 2012 to 1 Jan 2013)
James Finbar Paul Whelan
IRN JFW00011
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
James Gordon Woolf
IRN JGW00013
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
James Hargue Didcott
IRN JHD00016
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
James Harvey
IRN JFH01072
- CF30 Customer (26 Oct 2010 to 1 Jan 2013)
James John Alexander Barr
IRN JJB00032
- CF21 Investment Adviser (26 Aug 2003 to 9 Apr 2004)
- CF22 Investment Adviser (Trainee) (29 Nov 2002 to 26 Aug 2003)
James Loader Smith
IRN JLS00029
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
James Masson Black
IRN JMB01221
- CF1 Director (2 May 2014 to 31 Aug 2018)
James McConville
IRN JXM01703
- CF28 Systems and controls (1 Nov 2007 to 31 Mar 2010)
- CF1 Director (22 Jul 2005 to 13 Mar 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (22 Jul 2005 to 28 Mar 2006)
- CF20 Significant Mgt (Settlements) (22 Jul 2005 to 28 Mar 2006)
- CF13 Finance (22 Jul 2005 to 31 Oct 2007)
James Patrick Mahoney
IRN JXM00227
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.