Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Philip Storey
IRN JPS00055
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jul 2002)
James Robert Edgley
IRN JRE00028
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
James Robert Hattersley
IRN JRH00092
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
James Stephen John Clancy
IRN JSC00007
- CF30 Customer (25 May 2011 to 1 Jan 2013)
James Stewart MacPherson
IRN JSM00047
- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)
James Thomas Friend
IRN JTF01020
- CF15 Internal Audit (28 Nov 2002 to 1 Dec 2004)
James Vivian Crafer
IRN JVC00003
- CF30 Customer (4 May 2010 to 9 Sep 2011)
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2007)
Jamie Douglas Baird
IRN JDB01236
- CF30 Customer (26 Jan 2011 to 23 Jan 2012)
Jamie Michael Mallon
IRN JMM00059
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Jane Elizabeth Knowles
IRN JEK00021
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.