James Stephen John Clancy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2026)
    • [FCA CF] Client dealing (since 30 Mar 2026)
    • [FCA CF] Client dealing (11 Aug 2021 to 5 Dec 2023)
    • [FCA CF] Functions requiring qualifications (11 Aug 2021 to 5 Dec 2023)
  • PROFILE FINANCIAL SOLUTIONS LTD (no longer approved here)

    FRN 596398

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Apr 2021)
    • CF30 Customer (30 Nov 2015 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (23 Apr 2015 to 11 Nov 2015)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF30 Customer (25 May 2011 to 1 Jan 2013)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF22 Investment Adviser (Trainee) (17 Jan 2003 to 17 Jan 2004)
  • Rennie Evans Financial Management Limited (no longer approved here)

    FRN 189082

    • (9)Employed By (17 Apr 2001 to 21 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.