James Harvey

• Chase de Vere Independent Financial Advisers limited

  FRN 137914

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 17 Sep 2025)
  • [FCA CF] Client dealing (since 17 Sep 2025)
• AFH Independent Financial Services Limited (no longer approved here)

  FRN 216704

  • [FCA CF] Functions requiring qualifications (6 Jun 2022 to 4 Jul 2025)
  • [FCA CF] Client dealing (6 Jun 2022 to 4 Jul 2025)
• TenetConnect Limited (no longer approved here)

  FRN 149826

  • Appointed representative dealing with clients for which they require qualification (10 Jun 2021 to 31 May 2022)
  • CF30 Customer (2 Jun 2021 to 31 May 2022)
• Uniec Prestige Ltd (no longer approved here)

  FRN 544324

  • Employed By (2 Jun 2021 to 31 May 2022)
• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • CF30 Customer (16 Feb 2017 to 3 Jan 2018)
• SCOTTISH WIDOWS LIMITED (no longer approved here)

  FRN 181655

  • CF30 Customer (7 Jan 2016 to 11 Jan 2016)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (26 Nov 2015 to 6 Jan 2017)
• DJS Wealth Adviser LLP (no longer approved here)

  FRN 515323

  • (1)Employed By (26 Nov 2015 to 6 Jan 2017)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF30 Customer (26 Oct 2010 to 1 Jan 2013)

No changes recorded yet.