Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 15 Feb 2008)
    • CF21 Investment Adviser (5 May 2004 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (26 Aug 2003 to 9 Apr 2004)
    • CF22 Investment Adviser (Trainee) (29 Nov 2002 to 26 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.