Scottish Widows Unit Trust Managers Limited

Date authorised
1 April 2013
Companies House
01629925
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +443457166777
    Web
    https://www.scottishwidows.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +443457166777

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominic Philip Mark Finnigan

    IRN DPF00010

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jan 2002)
  • Donald MacKechnie

    IRN DXM01896

    • [PRA CF] Managing a material risk taker (since 26 Apr 2024)
    • [FCA CF] Manager of certification employee (since 26 Apr 2024)
    • SMF24 Chief Operations (10 Feb 2023 to 13 Dec 2023)
    • [FCA CF] Manager of certification employee (3 Oct 2022 to 9 Feb 2023)
    • [PRA CF] Managing a material risk taker (3 Oct 2022 to 14 Dec 2022)
    • CF11 Money Laundering Reporting (1 Aug 2011 to 15 Jun 2012)
    • CF10 Compliance Oversight (18 May 2009 to 15 Jun 2012)
    • CF28 Systems and controls (1 Nov 2007 to 15 Jun 2012)
    • CF14 Risk Assessment (5 Jan 2006 to 31 Oct 2007)
  • Douglas Prentice MacLeod

    IRN DPM00028

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
  • Douglas Wilkinson

    IRN DXW00057

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
  • Douglas William Baillie

    IRN DWB00029

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2002)
  • Eamonn Forde

    IRN EXF00019

    • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
  • Edward Francis Slattery

    IRN EFS00004

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
  • Edward John Cullen

    IRN EJC00014

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
  • Edward Joseph Anthony Parsons

    IRN EJP01051

    • [FCA CF] Client dealing (19 Dec 2019 to 12 Apr 2021)
    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 12 Apr 2021)
    • CF30 Customer (12 May 2011 to 1 Jan 2013)
  • Edwin Gerald Herman

    IRN EXH00019

    • CF21 Investment Adviser (8 Sep 2003 to 14 Dec 2005)
    • CF22 Investment Adviser (Trainee) (12 May 2003 to 8 Sep 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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