Edwin Gerald Herman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Simmons Gainsford Financial Services Limited

    FRN 449588

    • (15)Employed By (since 17 Aug 2021)
  • Vintage Wealth Management Limited

    FRN 593380

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 17 Aug 2021)
    • CF30 Customer (since 16 Aug 2021)
    • [FCA CF] Client dealing (since 16 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2021)
  • BKL Wealth Management Limited

    FRN 607954

    • Employed By (since 17 Aug 2021)
  • Gravita Wealth Limited

    FRN 192082

    • (13)Employed By (since 16 Aug 2021)
  • Saltus Financial Planning Limited (no longer approved here)

    FRN 722703

    • CF30 Customer (3 Jul 2019 to 8 Dec 2019)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (8 Sep 2003 to 14 Dec 2005)
    • CF22 Investment Adviser (Trainee) (12 May 2003 to 8 Sep 2003)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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