Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
    • [FCA CF] Client dealing (since 4 Jun 2025)
  • TITAN WEALTH PLANNING LTD (no longer approved here)

    FRN 574458

    • [FCA CF] Functions requiring qualifications (17 Nov 2021 to 21 May 2025)
    • [FCA CF] Client dealing (17 Nov 2021 to 21 May 2025)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (10 Dec 2020 to 26 Feb 2021)
    • [FCA CF] Functions requiring qualifications (10 Dec 2020 to 26 Feb 2021)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Client dealing (19 Dec 2019 to 12 Apr 2021)
    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 12 Apr 2021)
    • CF30 Customer (12 May 2011 to 1 Jan 2013)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Functions requiring qualifications (11 Jan 2019 to 12 Apr 2021)
    • [FCA CF] Client dealing (11 Jan 2019 to 12 Apr 2021)
    • CF30 Customer (7 Jan 2016 to 9 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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