Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GRAFTON COURT WEALTH MANAGEMENT LTD
FRN 994563
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
- [FCA CF] Client dealing (since 4 Jun 2025)
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- [FCA CF] Functions requiring qualifications (17 Nov 2021 to 21 May 2025)
- [FCA CF] Client dealing (17 Nov 2021 to 21 May 2025)
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- [FCA CF] Client dealing (10 Dec 2020 to 26 Feb 2021)
- [FCA CF] Functions requiring qualifications (10 Dec 2020 to 26 Feb 2021)
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- [FCA CF] Client dealing (19 Dec 2019 to 12 Apr 2021)
- [FCA CF] Functions requiring qualifications (19 Dec 2019 to 12 Apr 2021)
- CF30 Customer (12 May 2011 to 1 Jan 2013)
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- [FCA CF] Functions requiring qualifications (11 Jan 2019 to 12 Apr 2021)
- [FCA CF] Client dealing (11 Jan 2019 to 12 Apr 2021)
- CF30 Customer (7 Jan 2016 to 9 Dec 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.