Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Bryan Knight
IRN BXK00011
- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
Bryan Timothy McAuliffe
IRN BTM00007
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Dec 2001)
Cally Lynn Miller
IRN CXM44226
- [FCA CF] Functions requiring qualifications (17 Dec 2019 to 8 Jan 2020)
Carl Stockton
IRN CXS00144
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Carlton Robert Matthews
IRN CRM01053
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Carol Fletcher
IRN CXF00037
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
Carol Frances Sergeant
IRN CFS01031
- CF28 Systems and controls (1 Nov 2007 to 20 Mar 2009)
- CF14 Risk Assessment (23 Feb 2004 to 31 Oct 2007)
Carole Anne Leen
IRN CAL00026
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Apr 2002)
Caroline Annie Daniel
IRN CAD00007
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Caroline Mansley
IRN CXM01833
- CF29 Significant management (6 Nov 2007 to 26 Sep 2008)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.