Carol Fletcher

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 7 Jan 2020)
    • CF30 Customer (12 Oct 2010 to 4 Aug 2014)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (5 Jan 2009 to 16 Sep 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 15 Dec 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (12 Jun 2003 to 12 Jun 2003)
    • CF22 Investment Adviser (Trainee) (31 Jan 2003 to 12 Jun 2003)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 25 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.