Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Catherine Mumby
IRN CXC00106
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Catriona Margaret Herd
IRN CMH01060
- SMF3 Executive Director (9 Dec 2019 to 26 Jan 2023)
- CF1 Director (6 Jun 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (22 Jul 2005 to 11 May 2009)
- CF10 Compliance Oversight (22 Jul 2005 to 11 May 2009)
Charles Edward Hume McIntosh
IRN CEM00026
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Charles Maitland Greenwood
IRN CMG00010
- CF22 Investment Adviser (Trainee) (30 Jun 2005 to 23 Aug 2006)
Charles Snell
IRN CXS00079
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Charlotte Lisa Mary Adams
IRN CLA00004
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Jul 2002)
Charnjit Singh Sangha
IRN CSS00016
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Chirantan Barua
IRN CXB01971
- SMF7 Group Entity Senior Manager (1 May 2023 to 13 Dec 2023)
Chirstopher Paul Jones
IRN CPJ00006
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Chris James Francis Littlefair
IRN CXL00013
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (15 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Oct 2003 to 15 Mar 2004)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.