Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (8 Sep 2010 to 22 Nov 2011)
-
- CF30 Customer (5 Nov 2009 to 9 Aug 2010)
-
- Employed By (5 Nov 2009 to 9 Aug 2010)
-
- CF30 Customer (1 Nov 2007 to 7 Dec 2007)
- CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Apr 2004 to 7 Dec 2004)
-
- CF22 Investment Adviser (Trainee) (19 Jun 2003 to 14 Jun 2004)
-
- (165)Employed By (19 Jun 2003 to 14 Jun 2004)
-
- (3)Employed By (21 Sep 2002 to 3 Oct 2002)
-
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Sep 2002)
-
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.