Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Aug 2022 to 8 Aug 2023)
    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Aug 2022 to 8 Aug 2023)
    • [FCA CF] Client dealing (5 Dec 2019 to 16 Dec 2019)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Functions requiring qualifications (17 Dec 2019 to 8 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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