Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen John Leach
IRN SJL00037
- [FCA CF] Functions requiring qualifications (2 Jan 2020 to 6 Apr 2021)
- [FCA CF] Client dealing (2 Jan 2020 to 6 Apr 2021)
Stephen John Stolworthy
IRN SJS00036
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Stephen John Watkeys
IRN SJW00065
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)
Stephen Joyce
IRN SXJ00011
- CF22 Investment Adviser (Trainee) (14 Apr 2003 to 3 Mar 2003)
Stephen Kilfoyle
IRN SIK00002
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Lowery
IRN SXL00100
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Stephen Mark Bambury
IRN SMB00062
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Mark Francis
IRN SMF00030
- CF21 Investment Adviser (29 Aug 2002 to 1 Oct 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Aug 2002)
Stephen Michael Cracknell
IRN SMC01202
- CF21 Investment Adviser (10 May 2007 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (13 Feb 2007 to 10 May 2007)
Stephen Michael Peaker
IRN SMP00030
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.