Stephen John Leach

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 6 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2021)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Client dealing (2 Jan 2020 to 6 Apr 2021)
    • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 6 Apr 2021)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Client dealing (11 Nov 2019 to 6 Apr 2021)
    • [FCA CF] Functions requiring qualifications (11 Nov 2019 to 6 Apr 2021)
    • CF30 Customer (7 Jan 2016 to 9 Dec 2018)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (16 Nov 2011 to 17 May 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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