Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (24 Nov 2009 to 31 Dec 2009)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (1 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (31 Jan 2007 to 13 Feb 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (10 May 2007 to 30 Jun 2007)
    • CF22 Investment Adviser (Trainee) (13 Feb 2007 to 10 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.