Scottish Widows Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen Michael Valentine
IRN SXV00012
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Stephen Price
IRN SXP00094
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Stephen Raymond Cartmell
IRN SRC00044
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Richard Burn
IRN SRB00048
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Richard Roffe
IRN SRR00021
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Mar 2002)
Stephen Robert Hewitt
IRN SRH00039
- CF22 Investment Adviser (Trainee) (21 Nov 2006 to 1 Jul 2007)
Stephen Robert Owen
IRN SRO00007
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Robinson
IRN SXR00084
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Stephen Shepheard
IRN SXS00163
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Spencer
IRN SXS00202
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.