Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (23 Apr 2018 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (23 Aug 2007 to 31 Oct 2007)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (21 Nov 2006 to 1 Jul 2007)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (23 Jun 2006 to 21 Nov 2006)
    • CF22 Investment Adviser (Trainee) (19 Jul 2005 to 23 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

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