Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen Wilkinson
IRN SXW00120
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Stephen Wilson
IRN SXW00188
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
- CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2006)
Steven Edward Gurney
IRN SEG00018
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Steven Hall
IRN SXH00058
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Steven James Christopher Turner
IRN SJT00030
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Steven John Hilditch
IRN SJH00011
- CF21 Investment Adviser (2 Oct 2003 to 30 Mar 2005)
- CF22 Investment Adviser (Trainee) (25 Oct 2002 to 2 Oct 2003)
Steven John Kirkland
IRN SJK00025
- CF22 Investment Adviser (Trainee) (5 Apr 2002 to 1 Jan 2004)
Steven John Lindop
IRN SJL00082
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
Steven Kay
IRN SJK00021
- CF30 Customer (12 Mar 2012 to 1 Jan 2013)
Steven Paul Rogers
IRN SPR00026
- CF30 Customer (1 Nov 2007 to 1 Jan 2013)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2005)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.