Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Steven Simon
IRN SXS02267
- CF30 Customer (24 Jan 2008 to 31 Dec 2011)
Steven Thomas East
IRN STE00007
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Steven Timothy Jobburns
IRN STJ00002
- CF21 Investment Adviser (11 Apr 2007 to 30 Jun 2007)
- CF22 Investment Adviser (Trainee) (6 Nov 2006 to 11 Apr 2007)
Stuart Graeme Startup
IRN SGS00031
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Stuart James Legg
IRN SJL00087
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stuart John Beasley
IRN SJB00157
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stuart Kevin Hirst
IRN SXH00242
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stuart Mark White
IRN SMW00068
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stuart Peter Brown
IRN SPB00045
- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2002)
Sundeep Bhalla
IRN SXB00245
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.