Steven Simon

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lloyds Bank Insurance Services Limited (no longer approved here)
FRN 310738
- [FCA CF] Manager of certification employee (27 Feb 2020 to 1 Mar 2020)
SCOTTISH WIDOWS LIMITED (no longer approved here)
FRN 181655
- [FCA CF] Manager of certification employee (11 Nov 2019 to 22 Feb 2020)
Lloyds Bank General Insurance Limited (no longer approved here)
FRN 202091
- [FCA CF] Manager of certification employee (11 Nov 2019 to 22 Feb 2020)
St Andrew's Insurance Plc (no longer approved here)
FRN 202932
- [FCA CF] Manager of certification employee (11 Nov 2019 to 22 Feb 2020)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (24 Jan 2008 to 31 Dec 2011)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF30 Customer (24 Jan 2008 to 31 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.