Stuart Mark White

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bryant O'Neill Wealth Management Limited

    FRN 679003

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2020)
    • [FCA CF] Client dealing (since 3 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 10 Jul 2019)
    • Responsible for Insurance Distribution (since 10 Jul 2019)
    • CF11 Money Laundering Reporting (10 Jul 2019 to 8 Dec 2019)
    • CF1 Director (10 Jul 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (21 Apr 2017 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (27 Feb 2003 to 19 Nov 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Feb 2003)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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