Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Simon Thomas Trainor
IRN STT01008
- CF30 Customer (2 Nov 2010 to 25 Dec 2011)
Simon Whittaker
IRN SXW00047
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Simon William Green
IRN SWG00007
- CF30 Customer (4 Oct 2012 to 1 Jan 2013)
Sonia Frances White
IRN SFW00018
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Sophie Alexandra Comer
IRN SXC00948
- [FCA CF] Material risk taker (9 Feb 2023 to 27 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (9 Feb 2023 to 27 Nov 2025)
Sophie Jane O'Connor
IRN SJO01101
- SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2023)
- CF2 Non Executive Director (30 Sep 2019 to 8 Dec 2019)
Spencer Charles Ashby
IRN SCA01047
- CF30 Customer (26 Oct 2010 to 24 Jun 2011)
Stefano Pavarani
IRN SXP00134
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stella-Maris Orobosa LLoyd
IRN SOO00001
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephanie Ann Wheeler
IRN SAB00086
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.