Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephanie Jane Hall
IRN SJH00182
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Andrew Mallett
IRN SAM00052
- CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2002)
Stephen Anthony Harris
IRN SAH00045
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Anthony Whatmore
IRN SAW00079
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Mar 2002)
Stephen Bennett
IRN SXB00277
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Brian Windsor
IRN SBW00005
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Stephen Cameron
IRN SXC00204
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Oct 2002)
Stephen Charles Coulson
IRN SCC00028
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Charles Hennings
IRN SCH01066
- CF27 Investment Management (1 Dec 2001 to 17 Jul 2002)
Stephen Colin Barras
IRN SCB00041
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.