Scottish Widows Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen David Hayes
IRN SXH00258
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Douglas Lamond
IRN SXL47246
- [FCA CF] Functions requiring qualifications (13 Jan 2020 to 16 Mar 2020)
Stephen Faulks
IRN SXF00017
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)
Stephen Frederick White
IRN SFW00017
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)
Stephen Grahame Wander
IRN SGW00029
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
Stephen Harold Pine Stone
IRN SHS00011
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Mar 2003)
Stephen James Steltner Cotter
IRN SJC00034
- CF21 Investment Adviser (1 Dec 2001 to 26 Sep 2003)
Stephen James Tyers
IRN SJT00020
- CF21 Investment Adviser (17 Jul 2002 to 17 Jul 2002)
Stephen John Dockray
IRN SJD00048
- CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
Stephen John Foster
IRN SJF00030
- CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

Scottish Widows Bank Plc (no longer appointed)
FRN 201601 · Appointed 4 Mar 2000 · Until 1 Dec 2001
Cheltenham & Gloucester Plc (no longer appointed)
FRN 106119 · Appointed 1 Aug 1995 · Until 1 Dec 2001
AIB GROUP (UK) P.L.C. (no longer appointed)
FRN 122088 · Appointed 1 Mar 1991 · Until 1 Dec 2001
TSB Bank Plc (no longer appointed)
FRN 171654 · Appointed 1 Mar 1991 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.