Stephen Douglas Lamond

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Equitable Plc

    FRN 165548

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2024)
    • [FCA CF] Significant management (1 Sep 2022 to 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 26 Jun 2023)
  • Cofunds Limited

    FRN 194734

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2024)
  • AEGON INVESTMENT SOLUTIONS LTD.

    FRN 543123

    • 19. Administrative functions in relation to the operation of stakeholder pension schemes
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (since 19 Aug 2024)
    • [FCA CF] Significant management (1 Sep 2022 to 2 Sep 2022)
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 26 Jun 2023)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • [FCA CF] Functions requiring qualifications (27 Jun 2023 to 16 Aug 2024)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Functions requiring qualifications (27 Jun 2023 to 16 Aug 2024)
    • [FCA CF] Client dealing (5 Dec 2019 to 12 Jan 2020)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Functions requiring qualifications (13 Jan 2020 to 16 Mar 2020)

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