Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • [FCA CF] Material risk taker (9 Feb 2023 to 27 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (9 Feb 2023 to 27 Nov 2025)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] Material risk taker (9 Feb 2023 to 27 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (9 Feb 2023 to 27 Nov 2025)

Recent activity

Updates to this individual's record on the FCA register.

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