Simon William Green

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (29 Dec 2021 to 28 Jul 2023)
- CF30 Customer (9 May 2016 to 23 Jan 2017)
Julian Spencer (no longer approved here)
FRN 608070
- (1)Employed By (23 Dec 2021 to 28 Jul 2023)
SCOTTISH WIDOWS LIMITED (no longer approved here)
FRN 181655
- CF30 Customer (7 Jan 2016 to 15 Apr 2016)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF30 Customer (4 Oct 2012 to 1 Jan 2013)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (1 Nov 2007 to 28 Sep 2012)
- CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.