Schroders IS Limited

• Principal Place of Business

  Schroder Investment Management Ltd

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4402076586000

  Web

  https://www.schroders.com

• Complaints Contact

  Schroder Investment Management Ltd

  1 London Wall Place

  London

  City Of London

  EC2Y 5AU

  UNITED KINGDOM

  Phone

  +4402076586000

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Robert Luck

  IRN RXL01464

  • CF30 Customer (17 Aug 2010 to 2 Aug 2011)
• Robin John Edgcumbe Minter-Kemp

  IRN RJM00169

  • CF2 Non Executive Director (12 May 2014 to 2 Jul 2019)
• Roderick George Frederick Juniper

  IRN RGJ01009

  • CF29 Significant management (1 Nov 2007 to 30 Jun 2008)
  • CF16 Significant Mgt (Desgntd Investment Business) (2 Jun 2006 to 31 Oct 2007)
• Ronan O'Riordan

  IRN RXO01198

  • [FCA CF] Manager of certification employee (since 15 Sep 2020)
  • [FCA CF] Client dealing (since 15 Sep 2020)
• Rory Annandale

  IRN RXA00317

  • [FCA CF] Client dealing (since 11 May 2022)
• Ross Adam Pritchard

  IRN RAP01161

  • [FCA CF] Client dealing (8 Aug 2022 to 31 Mar 2023)
  • [FCA CF] Manager of certification employee (8 Aug 2022 to 31 Mar 2023)
• Ross Leach

  IRN RAL01142

  • [FCA CF] Manager of certification employee (since 22 Sep 2025)
  • [FCA CF] Client dealing (since 9 Sep 2020)
  • SMF3 Executive Director (since 3 Mar 2020)
  • [FCA CF] Manager of certification employee (9 Sep 2020 to 10 Jan 2023)
  • [FCA CF] Material risk taker (9 Sep 2020 to 10 Jan 2023)
  • [FCA CF] Significant management (9 Sep 2020 to 10 Jan 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)
• Ross Nicholson

  IRN RXN01239

  • [FCA CF] Manager of certification employee (since 9 Sep 2020)
  • [FCA CF] Client dealing (since 9 Sep 2020)
  • [FCA CF] Significant management (9 Sep 2020 to 8 Jun 2025)
  • [FCA CF] Material risk taker (9 Sep 2020 to 20 Sep 2022)
  • CF30 Customer (1 Apr 2011 to 22 Jul 2019)
• Rowland Francis Warburton Flower

  IRN RFF01019

  • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
  • CF27 Investment Management (30 Nov 2005 to 31 Oct 2007)
• Ruairi Higginson

  IRN RXH00587

  • [FCA CF] Client dealing (since 19 Mar 2024)

• River and Mercantile Infrastructure LLP (no longer appointed)

  FRN 949495 · Appointed 21 Apr 2021 · Until 31 Jan 2022

• PSigma Asset Management Ltd (no longer appointed)

  FRN 462764 · Appointed 27 Feb 2009 · Until 15 Apr 2011

• Punter Southall Investment Consulting Ltd (no longer appointed)

  FRN 495989 · Appointed 5 Feb 2009 · Until 8 Jul 2011

• Craven Street Capital Limited (no longer appointed)

  FRN 463083 · Appointed 26 Jan 2007 · Until 4 Apr 2013 · Tied agent

• PSigma Asset Management Ltd (no longer appointed)

  FRN 462764 · Appointed 22 Jan 2007 · Until 21 Nov 2008

• Sanlam Multi Manager International Ltd (no longer appointed)

  FRN 231671 · Appointed 16 Feb 2004 · Until 7 Feb 2005

No changes recorded yet.