Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 17 Jan 2023)
- [FCA CF] Client dealing (since 17 Jan 2023)
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Schroders IS Limited
FRN 195028
- [FCA CF] Manager of certification employee (since 9 Sep 2020)
- [FCA CF] Client dealing (since 9 Sep 2020)
- [FCA CF] Significant management (9 Sep 2020 to 8 Jun 2025)
- [FCA CF] Material risk taker (9 Sep 2020 to 20 Sep 2022)
- CF30 Customer (1 Apr 2011 to 22 Jul 2019)
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- [FCA CF] Manager of certification employee (18 Sep 2024 to 3 Mar 2026)
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- (218)[FCA CF] Manager of certification employee (18 Sep 2024 to 14 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (218)[FCA CF] Manager of certification employee at Nippon Life Schroders Asset Management Europe Limited