Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 22 Sep 2025)
    • [FCA CF] Client dealing (since 17 Jan 2023)
    • [FCA CF] Manager of certification employee (since 22 Sep 2025)
    • [FCA CF] Client dealing (since 9 Sep 2020)
    • SMF3 Executive Director (since 3 Mar 2020)
    • [FCA CF] Manager of certification employee (9 Sep 2020 to 10 Jan 2023)
    • [FCA CF] Material risk taker (9 Sep 2020 to 10 Jan 2023)
    • [FCA CF] Significant management (9 Sep 2020 to 10 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.