Ross Adam Pritchard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Manager of certification employee (8 Aug 2022 to 31 Mar 2023)
    • [FCA CF] Client dealing (8 Aug 2022 to 31 Mar 2023)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 31 Mar 2023)
    • [FCA CF] Client dealing (1 Oct 2020 to 31 Mar 2023)
    • CF30 Customer (21 Jan 2008 to 8 Dec 2019)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 28 Jun 2022)
    • CF30 Customer (21 Jan 2008 to 8 Dec 2019)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Material risk taker (1 Oct 2020 to 31 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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