Schroders IS Limited

Date authorised
1 April 2013
Companies House
03359127
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000
    Web
    https://www.schroders.com

  • Complaints Contact

    Schroder Investment Management Ltd
    1 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +4402076586000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martyn Edward Dorey

    IRN MED01042

    • CF30 Customer (1 Nov 2007 to 15 May 2009)
    • CF22 Investment Adviser (Trainee) (11 Sep 2003 to 31 Oct 2007)
  • Mary-Anne Daly

    IRN MXD01199

    • [FCA CF] Material risk taker (7 Aug 2023 to 30 Jul 2025)
  • Masroor Ahmad

    IRN MXA01189

    • [FCA CF] Significant management (9 Sep 2020 to 1 Sep 2022)
    • [FCA CF] Client dealing (9 Sep 2020 to 1 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Sep 2020 to 1 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2022)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)
  • Matthew Alexander Simms

    IRN MAS01500

    • CF30 Customer (7 Sep 2015 to 20 Dec 2018)
  • Matthew Alexander Turner

    IRN MAT01120

    • [FCA CF] Manager of certification employee (since 16 Jan 2025)
    • [FCA CF] Client dealing (since 5 Oct 2022)
  • Matthew Edward Sharp

    IRN MES01046

    • CF30 Customer (1 Nov 2007 to 30 Jun 2008)
    • CF27 Investment Management (9 Jan 2004 to 31 Oct 2007)
  • Matthew John Oomen

    IRN MJO01051

    • [FCA CF] Client dealing (since 18 Mar 2026)
    • [FCA CF] Significant management (since 13 Jan 2026)
    • [FCA CF] Material risk taker (since 13 Jan 2026)
    • [FCA CF] Manager of certification employee (since 13 Jan 2026)
  • Matthew Way

    IRN MXW00170

    • SMF3 Executive Director (since 9 Jun 2022)
    • [FCA CF] Material risk taker (9 Sep 2020 to 21 Jun 2022)
    • [FCA CF] Significant management (9 Sep 2020 to 21 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Sep 2020 to 21 Jun 2022)
  • May Batheja

    IRN MXB01707

    • CF27 Investment Management (1 Dec 2001 to 1 Apr 2004)
  • Meagen Burnett

    IRN MXB24502

    • [FCA CF] Significant management (since 18 Nov 2025)
    • [FCA CF] Material risk taker (since 7 Aug 2023)
    • [FCA CF] Manager of certification employee (since 21 Jan 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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