Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroders IS Limited
FRN 195028
- [FCA CF] Client dealing (since 18 Mar 2026)
- [FCA CF] Manager of certification employee (since 13 Jan 2026)
- [FCA CF] Material risk taker (since 13 Jan 2026)
- [FCA CF] Significant management (since 13 Jan 2026)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Client dealing (since 18 Mar 2026)
- [FCA CF] Manager of certification employee (since 13 Jan 2026)
- [FCA CF] Material risk taker (since 13 Jan 2026)
- [FCA CF] Significant management (since 13 Jan 2026)
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Schroder Investment Management Limited
FRN 119348
- SMF18 Other Overall Responsibility (since 6 Feb 2026)
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- [FCA CF] Manager of certification employee (since 1 Feb 2026)
- [FCA CF] Material risk taker (since 13 Jan 2026)
- [FCA CF] Significant management (since 13 Jan 2026)
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Schroder Pension Management Limited
FRN 442769
- [FCA CF] Manager of certification employee (since 1 Feb 2026)
- [FCA CF] Significant management (since 13 Jan 2026)
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- [FCA CF] Manager of certification employee (since 13 Jan 2026)
- [FCA CF] Material risk taker (since 13 Jan 2026)
- [FCA CF] Significant management (since 13 Jan 2026)
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- [FCA CF] Manager of certification employee (5 Jul 2022 to 24 Jan 2025)
- Director of firm who is not a certification employee or a SMF manager (4 Jul 2022 to 5 Jul 2022)
- SMF1 Chief Executive (1 Apr 2020 to 4 Jul 2022)
- SMF3 Executive Director (9 Dec 2019 to 4 Jul 2022)
- CF1 Director (17 Apr 2013 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 13 Jan 2012)
- CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)
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- CF1 Director (15 Mar 2013 to 10 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.