Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 18 Mar 2026)
    • [FCA CF] Manager of certification employee (since 13 Jan 2026)
    • [FCA CF] Material risk taker (since 13 Jan 2026)
    • [FCA CF] Significant management (since 13 Jan 2026)
    • [FCA CF] Client dealing (since 18 Mar 2026)
    • [FCA CF] Manager of certification employee (since 13 Jan 2026)
    • [FCA CF] Material risk taker (since 13 Jan 2026)
    • [FCA CF] Significant management (since 13 Jan 2026)
    • SMF18 Other Overall Responsibility (since 6 Feb 2026)
    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
    • [FCA CF] Material risk taker (since 13 Jan 2026)
    • [FCA CF] Significant management (since 13 Jan 2026)
    • [FCA CF] Manager of certification employee (since 1 Feb 2026)
    • [FCA CF] Significant management (since 13 Jan 2026)
    • [FCA CF] Manager of certification employee (since 13 Jan 2026)
    • [FCA CF] Material risk taker (since 13 Jan 2026)
    • [FCA CF] Significant management (since 13 Jan 2026)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • [FCA CF] Manager of certification employee (5 Jul 2022 to 24 Jan 2025)
    • Director of firm who is not a certification employee or a SMF manager (4 Jul 2022 to 5 Jul 2022)
    • SMF1 Chief Executive (1 Apr 2020 to 4 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 4 Jul 2022)
    • CF1 Director (17 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 13 Jan 2012)
    • CF21 Investment Adviser (28 Jun 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)
  • BNY Mellon Fund Managers Limited (no longer approved here)

    FRN 122007

    • CF1 Director (15 Mar 2013 to 10 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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