Mary-Anne Daly

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • [FCA CF] Manager of certification employee (1 Feb 2024 to 30 Jun 2025)
    • [FCA CF] Material risk taker (7 Aug 2023 to 30 Jun 2025)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • [FCA CF] Material risk taker (7 Aug 2023 to 30 Jun 2025)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Material risk taker (7 Aug 2023 to 30 Jun 2025)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Material risk taker (7 Aug 2023 to 30 Jul 2025)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Material risk taker (7 Aug 2023 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2025)
  • Schroder Wealth Management (US) Limited (no longer approved here)

    FRN 781869

    • SMF9 Chair of the Governing Body (15 Mar 2021 to 15 May 2023)
    • SMF1 Chief Executive (8 Jan 2020 to 8 Jan 2020)
    • SMF3 Executive Director (8 Jan 2020 to 15 May 2023)
    • CF3 Chief Executive (11 Sep 2017 to 8 Dec 2019)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2025)
    • Responsible for Insurance Mediation (14 Jul 2017 to 30 Sep 2018)
    • SMF1 Chief Executive (9 Jun 2017 to 30 Jun 2025)
    • SMF3 Executive Director (7 Mar 2016 to 9 Jun 2017)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2023)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 21 Sep 2023)
    • CF1 Director (28 May 2015 to 6 Mar 2016)
    • CF30 Customer (6 Jan 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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