Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroders IS Limited
FRN 195028
- [FCA CF] Manager of certification employee (since 16 Jan 2025)
- [FCA CF] Client dealing (since 5 Oct 2022)
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 15 Jan 2025)
- [FCA CF] Client dealing (since 15 Sep 2021)
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- CF30 Customer (1 Nov 2007 to 15 Nov 2011)
- CF21 Investment Adviser (19 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (28 Jul 2003 to 19 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.