Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 16 Jan 2025)
    • [FCA CF] Client dealing (since 5 Oct 2022)
    • [FCA CF] Manager of certification employee (since 15 Jan 2025)
    • [FCA CF] Client dealing (since 15 Sep 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 15 Nov 2011)
    • CF21 Investment Adviser (19 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Jul 2003 to 19 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.