Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 12 Apr 2024)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • [FCA CF] Client dealing (9 Sep 2020 to 1 Sep 2022)
    • [FCA CF] Manager of certification employee (9 Sep 2020 to 1 Sep 2022)
    • [FCA CF] Significant management (9 Sep 2020 to 1 Sep 2022)
    • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2022)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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