Schroder Real Estate Investment Management Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +4402076586000
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Complaints Contact
Schroder Investment Management Ltd1 London Wall PlaceLondonCity Of LondonEC2Y 5AUUNITED KINGDOM- Phone
- +442076586000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Naomi Green
IRN NHG01019
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Material risk taker (1 Oct 2020 to 20 Sep 2022)
- CF30 Customer (10 Jun 2016 to 8 Dec 2019)
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Natalie Eve Howard
IRN NEH01008
- [FCA CF] Material risk taker (5 Oct 2022 to 9 Jan 2023)
- [FCA CF] Client dealing (18 Jan 2022 to 25 Mar 2024)
- [FCA CF] Manager of certification employee (18 Jan 2022 to 25 Mar 2024)
- [FCA CF] Significant management (18 Jan 2022 to 25 Mar 2024)
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Neil James Lenward Turner
IRN NJT01088
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (13 Dec 2005 to 31 Oct 2007)
- CF1 Director (28 Nov 2005 to 9 Mar 2007)
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Neil Johnston Gardiner
IRN NJG01067
- CF22 Investment Adviser (Trainee) (27 Nov 2003 to 18 Jul 2005)
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Neil Tomlinson
IRN NXT00027
- [FCA CF] Material risk taker (since 6 Sep 2023)
- [FCA CF] Significant management (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
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Nicholas Montgomery
IRN NXM01285
- [FCA CF] Client dealing (since 23 Sep 2025)
- Responsible for Insurance Distribution (since 23 Dec 2024)
- SMF1 Chief Executive (since 23 Dec 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (15 Feb 2021 to 23 Sep 2025)
- CF1 Director (15 Oct 2018 to 8 Dec 2019)
- CF30 Customer (9 Mar 2012 to 8 Dec 2019)
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Nicholas Prince
IRN NXP00178
- [FCA CF] Client dealing (since 3 Aug 2021)
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Nicholas Rupert MacAndrew
IRN NRM01029
- CF1 Director (1 Dec 2001 to 28 Feb 2002)
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Nigel John Drury
IRN NJD01134
- [FCA CF] Significant management (15 Feb 2021 to 30 Jun 2025)
- [FCA CF] Material risk taker (1 Oct 2020 to 30 Jun 2025)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 30 Jun 2025)
- CF28 Systems and controls (26 Feb 2015 to 8 Dec 2019)
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Nigel Orlando Pedroz
IRN NOP01002
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.