Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Material risk taker (since 6 Sep 2023)
- [FCA CF] Significant management (since 1 Oct 2020)
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SCHRODER & CO. LIMITED
FRN 144206
- [FCA CF] Manager of certification employee (since 6 Sep 2023)
- [FCA CF] Significant management (7 Jul 2021 to 18 Sep 2023)
- [FCA CF] Material risk taker (7 Jul 2021 to 5 Sep 2023)
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- [FCA CF] Material risk taker (since 6 Sep 2023)
- [FCA CF] Significant management (since 1 Oct 2020)
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- [FCA CF] Material risk taker (since 6 Sep 2023)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Significant management (since 1 Oct 2020)
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Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 6 Sep 2023)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- [FCA CF] Significant management (since 1 Oct 2020)
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Schroder Pension Management Limited
FRN 442769
- [FCA CF] Significant management (since 1 Oct 2020)
- [FCA CF] Material risk taker (6 Sep 2023 to 14 Jan 2024)
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- (131)[FCA CF] Significant management (4 Jul 2024 to 14 Apr 2026)
- (130)[FCA CF] Material risk taker (6 Sep 2023 to 14 Apr 2026)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function removed: [FCA CF] Significant management at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (130)[FCA CF] Material risk taker at Nippon Life Schroders Asset Management Europe Limited
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controlled function added: (131)[FCA CF] Significant management at Nippon Life Schroders Asset Management Europe Limited