Nicholas Montgomery

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Unit Trusts Limited

    FRN 197288

    • [FCA CF] Material risk taker (since 29 Sep 2025)
    • [FCA CF] Manager of certification employee (since 16 Jan 2025)
    • [FCA CF] Manager of certification employee (1 Oct 2020 to 29 Jan 2024)
    • [FCA CF] Material risk taker (1 Oct 2020 to 14 Feb 2021)
  • Schroder Real Estate Investment Management Limited

    FRN 190064

    • [FCA CF] Client dealing (since 23 Sep 2025)
    • Responsible for Insurance Distribution (since 23 Dec 2024)
    • SMF1 Chief Executive (since 23 Dec 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (15 Feb 2021 to 23 Sep 2025)
    • CF1 Director (15 Oct 2018 to 8 Dec 2019)
    • CF30 Customer (9 Mar 2012 to 8 Dec 2019)
  • Insight Investment Management (Global) Limited (no longer approved here)

    FRN 119308

    • CF27 Investment Management (19 Mar 2004 to 13 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

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