Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (5 Oct 2022 to 9 Jan 2023)
- [FCA CF] Significant management (18 Jan 2022 to 25 Mar 2024)
- [FCA CF] Client dealing (18 Jan 2022 to 25 Mar 2024)
- [FCA CF] Manager of certification employee (18 Jan 2022 to 25 Mar 2024)
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- CF30 Customer (17 Dec 2018 to 8 Dec 2019)
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- Employed By (24 Apr 2014 to 20 Jul 2018)
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- CF30 Customer (18 May 2012 to 20 Jul 2018)
- CF4 Partner (18 May 2012 to 20 Jul 2018)
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- CF23 Corporate Finance Adviser (25 Jun 2004 to 31 Jan 2007)
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- CF23 Corporate Finance Adviser (1 Dec 2001 to 18 Jun 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.