Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
33-34 Alfred Place2nd FloorLondonWC1E 7DPUNITED KINGDOM- Phone
- +442032195007
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Complaints Contact
33-34 Alfred Place2nd FloorLondonWC1E 7DPUNITED KINGDOM- Phone
- +442032195007
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alexander Hermann Betzinger
IRN AXB00077
- [FCA CF] Client dealing (17 Jul 2020 to 22 Dec 2021)
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Alexander Maurice Mason
IRN AMM01110
- CF30 Customer (29 Apr 2015 to 16 Oct 2017)
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Alexandros Akdi
IRN AXA00427
- [FCA CF] Client dealing (4 Aug 2021 to 23 Jun 2022)
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Alison Rodger James
IRN ARG01088
- CF30 Customer (8 Oct 2012 to 1 Apr 2014)
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Andrew Martin Rose
IRN AMR01064
- CF4 Partner (18 May 2012 to 31 Mar 2013)
- CF30 Customer (18 May 2012 to 31 Mar 2013)
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Angad Singh Virdee
IRN AXV00191
- [FCA CF] Client dealing (5 Sep 2023 to 17 Jun 2025)
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Angelikie Petsi
IRN AXP03079
- [FCA CF] Client dealing (9 Dec 2019 to 13 Nov 2020)
- CF30 Customer (6 Jul 2018 to 8 Dec 2019)
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Baljit Singh Sanghera
IRN BSS01052
- CF4 Partner (18 May 2012 to 1 Apr 2014)
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Benjamin Douglas Wood Allmond
IRN BDA01019
- CF30 Customer (18 May 2012 to 6 Jan 2015)
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Benjamin Edward Hubbard
IRN BEH01018
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (18 May 2012 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.