Alison Rodger James

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tikehau Capital Europe Limited (no longer approved here)

    FRN 647919

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2020)
    • CF11 Money Laundering Reporting (31 Jul 2015 to 14 Jan 2019)
    • CF30 Customer (31 Jul 2015 to 8 Dec 2019)
  • AgFe LLP (no longer approved here)

    FRN 563833

    • CF30 Customer (8 Oct 2012 to 1 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.