AgFe LLP

• Principal Place of Business

  33-34 Alfred Place

  2nd Floor

  London

  WC1E 7DP

  UNITED KINGDOM

  Phone

  +442032195007

  Web

  https://www.agfe.com

• Complaints Contact

  33-34 Alfred Place

  2nd Floor

  London

  WC1E 7DP

  UNITED KINGDOM

  Phone

  +442032195007

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brent Colin Williams

  IRN BXW01156

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (18 May 2012 to 8 Dec 2019)
  • CF4 Partner (18 May 2012 to 8 Dec 2019)
• Daniel Varick Maynard

  IRN DVM01012

  • CF30 Customer (6 Jun 2013 to 26 Feb 2016)
  • CF4 Partner (6 Jun 2013 to 26 Feb 2016)
• David Michael Parkinson

  IRN DMP01124

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 May 2012 to 8 Dec 2019)
• Emma Margareta Jack

  IRN EMH01042

  • CF4 Partner (20 Oct 2016 to 7 Jul 2017)
  • CF30 Customer (18 May 2012 to 7 Jul 2017)
• Frederic Anthony Avis

  IRN FXA11206

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Nov 2021)
  • CF30 Customer (6 Feb 2019 to 8 Dec 2019)
• Gerhard Oberholzer

  IRN GXO01046

  • CF4 Partner (17 Apr 2013 to 9 Jul 2015)
  • CF30 Customer (17 Apr 2013 to 9 Jul 2015)
• Gholam-Reza Bakhtiar

  IRN GXB01258

  • CF30 Customer (1 Jun 2012 to 11 Apr 2014)
  • CF4 Partner (1 Jun 2012 to 11 Apr 2014)
• Giovanna Virgilia Arria

  IRN GVA01009

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (13 Apr 2015 to 8 Dec 2019)
• Holger Beyer

  IRN HXB01190

  • CF30 Customer (18 May 2012 to 7 May 2014)
  • CF4 Partner (18 May 2012 to 7 May 2014)
  • CF11 Money Laundering Reporting (18 May 2012 to 7 May 2014)
• Hui Ying Tan

  IRN HXT36541

  • [FCA CF] Client dealing (since 19 Jun 2023)

• AgFe AR Limited (no longer appointed)

  FRN 581743 · Appointed 22 May 2012 · Until 10 Mar 2021

No changes recorded yet.