Gholam-Reza Bakhtiar

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AgFe LLP (no longer approved here)
FRN 563833
- CF30 Customer (1 Jun 2012 to 11 Apr 2014)
- CF4 Partner (1 Jun 2012 to 11 Apr 2014)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (15 Nov 2010 to 19 Mar 2012)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (15 Nov 2010 to 19 Mar 2012)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (2 Aug 2002 to 6 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.