Date authorised
24 September 2012
Companies House
OC356652
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33-34 Alfred Place
    2nd Floor
    London
    WC1E 7DP
    UNITED KINGDOM
    Phone
    +442032195007
  • Complaints Contact

    33-34 Alfred Place
    2nd Floor
    London
    WC1E 7DP
    UNITED KINGDOM
    Phone
    +442032195007

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jakub Harvan

    IRN JXH01421

    • [FCA CF] Client dealing (since 19 Jun 2024)
  • James Alasdair Hugh Skillen

    IRN JAS01453

    • CF30 Customer (26 Nov 2013 to 22 Jan 2016)
    • CF4 Partner (25 Nov 2013 to 22 Jan 2016)
  • James Frazer Wright

    IRN JFW01044

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (18 May 2012 to 8 Dec 2019)
    • CF30 Customer (18 May 2012 to 10 Mar 2019)
  • Jonathan Anchuelo Clarke

    IRN JAC01461

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2023)
    • CF30 Customer (26 Nov 2013 to 8 Dec 2019)
  • Joshua James Austen Batt

    IRN JXB03739

    • [FCA CF] Client dealing (4 Mar 2024 to 30 Jun 2025)
  • Kandarp Rawal

    IRN KXR01375

    • CF30 Customer (18 Jun 2012 to 26 Jul 2017)
  • Karl Essig

    IRN KXE01023

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2025)
    • CF30 Customer (12 Jun 2012 to 8 Dec 2019)
    • CF4 Partner (12 Jun 2012 to 6 Dec 2019)
  • Kevin Robert Cook

    IRN KRC01034

    • CF30 Customer (28 Jul 2015 to 22 Jan 2016)
    • CF4 Partner (21 Nov 2013 to 22 Jan 2016)
  • Lancelot D'Andigne

    IRN LFD01012

    • CF30 Customer (28 Nov 2012 to 25 Sep 2015)
  • Liam Landy

    IRN LXL00237

    • [FCA CF] Client dealing (since 6 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • AgFe AR Limited (no longer appointed)

    FRN 581743 · Appointed 22 May 2012 · Until 10 Mar 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.